Personnel Hong Kong SFC License Details (ID 83670)

Personnel Hong Kong SFC License Details (ID 83670)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GAOYU SECURITIES LIMITED	Rep	Dealing in securities	2024-04-22	2026-04-22
VALUABLE CAPITAL LIMITED	Rep	Dealing in futures contracts	2021-08-18	2024-02-08
	Rep	Dealing in securities	2021-08-18	2024-02-08
KGI ASIA LIMITED	Rep	Dealing in securities	2020-05-21	2021-07-29
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2020-05-21	2021-07-29
CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED	Rep	Dealing in securities	2018-01-15	2020-04-05
CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2018-01-15	2020-04-05
SDIC SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2014-04-02	2017-12-13
SDIC SECURITIES FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2014-04-02	2017-12-13
BOCOM International Securities Limited	Rep	Dealing in futures contracts	2012-04-13	2014-03-31
	Rep	Dealing in securities	2012-04-13	2014-03-31
ICBC INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2009-08-10	2012-04-02
ICBC INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2009-08-10	2012-04-02
Funderstone Futures Limited	Rep	Dealing in futures contracts	2007-11-12	2009-07-10
Funderstone Securities Limited	Rep	Dealing in securities	2007-11-12	2009-07-10