Personnel Hong Kong SFC License Details (ID 83672)

Personnel Hong Kong SFC License Details (ID 83672)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Conning Asia Pacific Limited	RO	Asset management	2022-04-26	2025-11-10
	RO	Advising on securities	2020-06-01	2025-11-10
	RO	Dealing in securities	2020-06-01	2025-11-10
	Rep	Advising on securities	2017-01-03	2020-06-01
	Rep	Dealing in securities	2017-01-03	2020-06-01
BLACKROCK (HONG KONG) LIMITED	Rep	Advising on securities	2014-10-15	2014-12-31
	Rep	Asset management	2014-10-15	2014-12-31
	Rep	Dealing in securities	2014-10-15	2014-12-31
BlackRock Asset Management North Asia Limited	Rep	Advising on securities	2014-10-15	2016-06-30
	Rep	Asset management	2014-10-15	2016-06-30
	Rep	Dealing in securities	2014-10-15	2016-06-30
ICBC INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in futures contracts	2013-12-30	2014-09-02
ICBC INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2010-12-20	2014-09-02
ICBC INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2010-12-20	2014-09-02