| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| FWD Financial Planning Limited (HK) | Rep | Advising on securities | 2026-05-26 | - |
| Rep | Dealing in securities | 2026-05-26 | - | |
| DBS VICKERS (HONG KONG) LIMITED | Rep | Advising on securities | 2018-10-25 | 2024-12-31 |
| China Securities (International) Brokerage Company Limited | Rep | Advising on securities | 2015-10-22 | 2018-10-05 |
| ICBC INTERNATIONAL RESEARCH LIMITED | Rep | Advising on securities | 2010-06-22 | 2013-10-17 |
| Asset Management One Hong Kong Limited | Rep | Advising on securities | 2010-03-11 | 2010-04-01 |
| Rep | Asset management | 2010-03-11 | 2010-04-01 | |
| CCB INTERNATIONAL SECURITIES LIMITED | Rep | Advising on securities | 2007-08-14 | 2008-07-20 |
| CHINA EVERBRIGHT RESEARCH LIMITED | Rep | Advising on securities | 2006-08-24 | 2007-07-22 |
| SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED | Rep | Advising on securities | 2006-06-27 | 2006-08-05 |
| CHIEF COMMODITIES LIMITED | Rep | Advising on futures contracts | 2006-06-03 | 2006-06-12 |
| CHIEF SECURITIES LIMITED | Rep | Advising on securities | 2006-06-03 | 2006-06-12 |
| MIB SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2004-10-26 | 2005-11-11 |
No HKMA registrations in the collected records.