Personnel Hong Kong SFC License Details (ID 83684)

Personnel Hong Kong SFC License Details (ID 83684)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NEXUS INVESTMENT MANAGEMENT LIMITED	RO	Asset management	2026-06-03	-
	RO	Advising on securities	2026-03-09	-
	Rep	Advising on securities	2026-03-02	2026-03-09
	Rep	Asset management	2026-03-02	2026-06-03
Sun Life Asset Management (HK) Limited	RO	Asset management	2024-12-17	2025-02-02
	Rep	Asset management	2024-12-13	2024-12-17
	Rep	Advising on securities	2024-12-13	2025-02-02
NEXUS INVESTMENT MANAGEMENT LIMITED	Rep	Advising on securities	2013-08-08	2024-10-16
	Rep	Asset management	2013-08-08	2024-10-16
ICBC INTERNATIONAL RESEARCH LIMITED	Rep	Advising on securities	2010-01-19	2013-06-15