Personnel SFC Licences and HKMA Registrations (ID 83690)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ICBC INTERNATIONAL SECURITIES LIMITED	RO	Advising on securities	2024-01-24	-
ICBC INTERNATIONAL RESEARCH LIMITED	RO	Advising on securities	2014-12-29	2024-10-15
ICBC INTERNATIONAL SECURITIES LIMITED	Rep	Advising on securities	2014-01-09	2019-08-14
ICBC INTERNATIONAL RESEARCH LIMITED	Rep	Advising on securities	2010-06-14	2014-12-29

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.