Personnel Hong Kong SFC License Details (ID 83694)

Personnel Hong Kong SFC License Details (ID 83694)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
China Galaxy International Futures (Hong Kong) Co., Limited	Rep	Dealing in futures contracts	2014-07-10	2017-09-21
China Galaxy International Securities (Hong Kong) Co., Limited	Rep	Dealing in securities	2014-07-10	2017-09-21
ICBC INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in futures contracts	2013-12-31	2014-06-24
ICBC INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2013-01-04	2014-06-24
ICBC INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2009-05-05	2014-06-24
Tung Shing Securities (Brokers) Limited	Rep	Advising on corporate finance	-	2004-01-09
	Rep	Advising on securities	-	2004-01-09
	Rep	Asset management	-	2004-01-09
	Rep	Dealing in securities	-	2009-04-29