Personnel Hong Kong SFC License Details (ID 83696)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SDIC SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2012-06-15	-
ICBC INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2010-04-28	2012-04-12
HAI TONG SECURITIES (HK) BROKERAGE LIMITED	Rep	Dealing in securities	2009-10-02	2010-04-12
KGI ASIA LIMITED	Rep	Advising on corporate finance	2003-04-01	2004-06-01
	Rep	Advising on securities	2003-04-01	2004-06-01
	Rep	Asset management	2003-04-01	2004-06-01
	Rep	Dealing in securities	2003-04-01	2009-09-16