Personnel Hong Kong SFC License Details (ID 83697)

Personnel Hong Kong SFC License Details (ID 83697)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Macro Resources Capital Limited	RO	Advising on securities	2020-07-13	-
	RO	Asset management	2020-07-13	-
BAIYI CAPITAL (ASIA) LIMITED	RO	Advising on securities	2019-08-22	2020-01-31
	RO	Asset management	2019-08-22	2020-01-31
SP Global Access Limited	RO	Dealing in securities	2019-08-22	2020-01-31
GRAND FORTUNE ALLIED COMPANY LIMITED	RO	Dealing in securities	2018-05-17	2019-07-31
KGI ASIA LIMITED	Rep	Dealing in securities	2017-10-03	2018-04-28
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2017-03-21	2018-04-28
KGI ASIA LIMITED	Rep	Dealing in securities	2012-03-07	2017-10-02
ICBC INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2009-12-29	2012-02-29
VC BROKERAGE LIMITED	Rep	Dealing in securities	2003-12-06	2009-12-21
Fosun International Securities Limited	Rep	Advising on corporate finance	2003-04-01	2003-12-04
	Rep	Advising on securities	2003-04-01	2003-12-04
	Rep	Asset management	2003-04-01	2003-12-04
	Rep	Providing automated trading services	2003-04-01	2003-12-04
	Rep	Dealing in securities	2003-04-01	2003-12-04