Personnel Hong Kong SFC License Details (ID 83704)

Personnel Hong Kong SFC License Details (ID 83704)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Emperor Asset Management Limited	Rep	Asset management	2023-07-20	2025-09-01
EMPEROR SECURITIES LIMITED (HK)	Rep	Advising on securities	2023-07-20	2025-09-01
	Rep	Dealing in securities	2023-07-20	2025-09-01
Emperor Wealth Management Limited	Rep	Advising on securities	2023-07-20	2025-09-01
	Rep	Dealing in securities	2023-07-20	2025-09-01
OnePlatform Asset Management Limited	RO	Advising on securities	2019-01-02	2020-07-31
	RO	Asset management	2019-01-02	2020-07-31
	RO	Dealing in securities	2019-01-02	2020-07-31
iFAST Global Markets (HK) Limited	RO	Advising on securities	2012-10-15	2016-08-07
	RO	Dealing in securities	2009-05-11	2016-08-07
iFAST Financial (HK) Limited	RO	Advising on securities	2007-03-30	2016-08-07
	RO	Dealing in securities	2007-03-30	2016-08-07