Personnel Hong Kong SFC License Details (ID 83739)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Beyond Hong Kong Limited	RO	Asset management	2023-02-02	2023-09-30
	Rep	Asset management	2022-11-29	2023-02-02
SINGULAR CAPITAL MANAGEMENT LIMITED	RO	Advising on securities	2019-12-13	2022-05-31
	RO	Asset management	2019-12-13	2022-05-31
SUNFUND SECURITIES LIMITED	RO	Advising on securities	2017-10-06	2018-11-07
	Rep	Dealing in securities	2017-06-07	2018-11-07
SUNFUND FUND MANAGEMENT LIMITED	RO	Asset management	2017-02-10	2018-11-07
SBI China Capital Asset Management Limited	RO	Asset management	2015-02-04	2016-08-31
313 CAPITAL MANAGEMENT LIMITED 313	Rep	Advising on securities	2013-04-19	2014-11-07
SOUTH CHINA CAPITAL LIMITED	Rep	Advising on corporate finance	2012-10-29	2014-11-07
313 CAPITAL MANAGEMENT LIMITED 313	RO	Asset management	2012-09-03	2014-11-07
	Rep	Asset management	2012-06-19	2012-09-03
IMPERIAL DRAGON ASSET MANAGEMENT LIMITED	RO	Asset management	2007-08-13	2011-12-31
Tokio Marine Investment Services, Limited	Rep	Asset management	2007-02-15	2007-03-17
KINGSWAY SW ASSET MANAGEMENT LIMITED (VG)	RO	Advising on corporate finance	2006-11-06	2007-01-01
SINOCHEM KINGSWAY ASSET MANAGEMENT LIMITED	RO	Advising on corporate finance	2006-11-06	2007-01-01
KINGSWAY FINANCIAL SERVICES GROUP LIMITED	RO	Asset management	2006-06-13	2007-01-01
KINGSWAY SW ASSET MANAGEMENT LIMITED (VG)	RO	Asset management	2006-06-13	2007-01-01
SINOCHEM KINGSWAY ASSET MANAGEMENT LIMITED	RO	Asset management	2006-06-13	2007-01-01
KINGSWAY SBF INVESTMENT MANAGEMENT COMPANY LIMITED	RO	Asset management	2005-05-04	2007-01-01
CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	-	2003-11-10
	Rep	Advising on securities	-	2003-11-10
	Rep	Asset management	-	2003-11-10
NAPA GLOBAL LIMITED	Rep	Advising on corporate finance	-	2003-11-10
	Rep	Advising on securities	-	2003-11-10
	Rep	Asset management	-	2003-11-10
SBI China Capital Securities Limited	Rep	Advising on corporate finance	-	2003-11-10
	Rep	Advising on securities	-	2003-11-10
	Rep	Asset management	-	2003-11-10
	Rep	Dealing in securities	-	2003-11-10