Personnel SFC Licences and HKMA Registrations (ID 83747)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CPP INVESTMENTS APAC LIMITED	RO	Dealing in securities	2022-01-05	-
CPP INVESTMENTS ASIA PACIFIC LIMITED	RO	Dealing in securities	2022-01-05	-
CPPIB Credit Investments Asia Limited	RO	Dealing in securities	2022-01-05	-
CPPIB RA Investments Asia Limited	RO	Dealing in securities	2022-01-05	-
CPPIB Asia Inc.	RO	Dealing in securities	2019-04-01	-
Citadel Asia Limited	Rep	Asset management	2011-12-29	2013-10-01
Income Partners Asset Management (HK) Limited	Rep	Advising on securities	2011-10-07	2011-12-01
	RO	Advising on securities	2011-04-29	2011-10-07
	RO	Asset management	2009-05-15	2011-12-01
	Rep	Asset management	2009-05-04	2009-05-15
Citadel Asia Limited	RO	Asset management	2007-03-19	2008-10-06
	Rep	Asset management	2006-02-06	2007-03-19
FIL Investment Advisors	Rep	Advising on corporate finance	2003-04-01	2004-10-19
	Rep	Advising on securities	2003-04-01	2006-01-16
	Rep	Asset management	2003-04-01	2006-01-16
FIL Investment Management (Hong Kong) Limited	Rep	Advising on corporate finance	2003-04-01	2004-10-19
	Rep	Dealing in securities	2003-04-01	2004-10-19
	Rep	Advising on securities	2003-04-01	2006-01-16
	Rep	Asset management	2003-04-01	2006-01-16

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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