Personnel Hong Kong SFC License Details (ID 83759)

Personnel Hong Kong SFC License Details (ID 83759)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Wolver Hill Asset Management Asia Limited	Rep	Asset management	2022-02-11	2025-10-31
GAVEKAL CAPITAL LIMITED	Rep	Asset management	2013-05-02	2021-10-31
Marshall Wace Gavekal Asia Limited	Rep	Asset management	2012-01-26	2013-04-30
Income Partners Asset Management (HK) Limited	Rep	Advising on securities	2011-02-01	2011-12-01
	Rep	Asset management	2009-09-15	2011-12-01
PineBridge Investments Asia Limited	Rep	Advising on securities	2006-05-18	2009-06-19
	Rep	Asset management	2006-05-18	2009-06-19
	Rep	Advising on securities	2005-10-19	2006-04-19
	Rep	Asset management	2005-10-19	2006-04-19