Personnel SFC Licences and HKMA Registrations (ID 83768)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SBI China Capital Hong Kong Securities Limited	RO	Advising on corporate finance	2026-10-27	-
	Rep	Advising on corporate finance	2026-06-05	2026-10-27
HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED	RO	Advising on corporate finance	2023-01-11	2026-05-11
	Rep	Advising on corporate finance	2023-01-03	2023-01-11
Huafu International Finance Limited	Rep	Advising on corporate finance	2022-09-23	2022-11-28
First Prosperous Capital Company Limited	RO	Advising on corporate finance	2020-06-01	2021-11-13
Shinco Capital Limited	RO	Advising on corporate finance	2016-04-15	2020-04-30
INCU CORPORATE FINANCE LIMITED	RO	Advising on corporate finance	2014-01-13	2016-04-15
	Rep	Advising on corporate finance	2007-09-27	2014-01-13
KINGSTON CORPORATE FINANCE LIMITED	Rep	Advising on corporate finance	2006-03-28	2007-09-05

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.