Personnel Hong Kong SFC License Details (ID 83769)

Personnel Hong Kong SFC License Details (ID 83769)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HUA NAN SECURITIES (HK) LIMITED	RO	Advising on securities	2017-11-10	2021-08-31
	RO	Dealing in securities	2015-12-23	2021-08-31
	Rep	Dealing in securities	2015-11-23	2015-12-23
WINWIN SECURITIES LIMITED	RO	Dealing in securities	2015-10-20	2015-10-29
	Rep	Dealing in securities	2015-09-17	2015-10-20
Waton Securities International Limited	RO	Dealing in securities	2010-12-23	2015-09-15
	Rep	Advising on corporate finance	-	2004-12-07
	Rep	Advising on securities	-	2004-12-07
	Rep	Asset management	-	2004-12-07
	Rep	Dealing in securities	-	2010-12-23