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Card, Thomas James Hong Kong SFC License Details (ID 83779)
Card, Thomas James
SFC ID:
AQY105
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
FWD Financial Planning Limited (HK)
Rep
Dealing in securities
2011-03-30
2014-08-08
Rep
Advising on securities
2008-04-25
2014-08-08