Personnel SFC Licences and HKMA Registrations (ID 83793)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
iFAST Financial (HK) Limited	Rep	Advising on securities	2019-06-13	2020-02-12
	Rep	Dealing in securities	2019-06-13	2020-02-12
iFAST Global Markets (HK) Limited	Rep	Advising on securities	2019-06-13	-
	Rep	Dealing in securities	2019-06-13	-
iFAST Securities (HK) Limited	Rep	Dealing in securities	2019-06-13	2021-04-30
FWD Financial Planning Limited (HK)	Rep	Dealing in securities	2011-03-10	2019-06-03
	Rep	Advising on securities	2006-02-03	2019-06-03
Sun Life Financial Asia Services Limited	Rep	Advising on securities	2005-01-14	2006-01-18

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.