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Lai, Pui Sze (SFC:AOB004) 黎沛思 Hong Kong SFC License Details (ID 83798)
Lai, Pui Sze (SFC:AOB004) 黎沛思
SFC ID:
AOB004
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Current only
Organisation
Role
Activity
From
Until
FWD Financial Planning Limited (HK)
Rep
Dealing in securities
2011-03-08
-
Rep
Advising on securities
2009-07-22
-
THORNTON GLOBAL WEALTH MANAGEMENT LIMITED
Rep
Advising on securities
2006-11-29
2009-07-10