Personnel Hong Kong SFC License Details (ID 83809)

Personnel Hong Kong SFC License Details (ID 83809)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FWD Financial Planning Limited (HK)	Rep	Advising on securities	2015-03-11	2015-05-29
	Rep	Dealing in securities	2015-03-11	2015-05-29
	Rep	Advising on securities	2011-06-07	2012-02-28
	Rep	Dealing in securities	2011-06-07	2012-02-28
FWD Life Insurance Company (Bermuda) Limited	Rep	Advising on securities	2003-10-09	2011-05-23
Manulife Investment Management (Hong Kong) Limited	Rep	Dealing in securities	-	2003-06-11
	Rep	Advising on corporate finance	-	2003-06-12
	Rep	Advising on securities	-	2003-06-12
	Rep	Asset management	-	2003-06-12