Personnel Hong Kong SFC License Details (ID 83813)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FWD Financial Planning Limited (HK)	Rep	Dealing in securities	2011-03-08	2017-06-30
	Rep	Advising on securities	2009-07-22	2017-06-30
THORNTON GLOBAL WEALTH MANAGEMENT LIMITED	Rep	Advising on securities	2004-11-11	2009-07-10