Personnel Hong Kong SFC License Details (ID 83836)

Personnel Hong Kong SFC License Details (ID 83836)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Dimensional Hong Kong Limited	RO	Advising on securities	2025-10-16	-
	RO	Asset management	2025-10-16	-
	RO	Dealing in securities	2025-01-17	-
	Rep	Dealing in securities	2019-08-30	2019-09-06
BlackRock Asset Management North Asia Limited	Rep	Advising on securities	2012-11-28	2016-05-13
	Rep	Asset management	2012-11-28	2016-05-13
	Rep	Dealing in securities	2012-11-28	2016-05-13
BLACKROCK (HONG KONG) LIMITED	Rep	Advising on securities	2011-11-28	2014-12-31
	Rep	Asset management	2011-11-28	2014-12-31
	Rep	Dealing in securities	2011-11-28	2014-12-31
NNIP HONG KONG LIMITED	RO	Asset management	2010-02-24	2011-10-14
FWD Life Insurance Company (Bermuda) Limited	Rep	Advising on securities	2004-10-05	2011-10-14
	Rep	Asset management	2004-10-05	2011-10-14
NNIP HONG KONG LIMITED	Rep	Asset management	2004-01-05	2010-02-24
	Rep	Dealing in securities	2004-01-05	2011-10-14
	Rep	Advising on securities	2003-06-10	2011-10-14