Personnel Hong Kong SFC License Details (ID 83842)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BridgeWood Alternatives Limited	Rep	Advising on securities	2024-09-19	-
	Rep	Dealing in securities	2024-09-19	-
AXA Investment Managers Asia Limited	Rep	Leveraged foreign exchange trading	2020-05-18	2022-07-08
	Rep	Dealing in futures contracts	2018-03-22	2022-07-08
BNP PARIBAS ASSET MANAGEMENT CHORUS	Rep	Asset management	2017-04-12	2022-02-16
AXA Investment Managers Asia Limited	Rep	Asset management	2015-09-14	2022-07-08
	Rep	Dealing in securities	2015-09-14	2022-07-08
AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED (TRADING AS AXA ROSENBERG ASIA PACIFIC; AXA INVESTMENT MANAGERS)	Rep	Asset management	2015-09-14	2017-08-11
	Rep	Dealing in securities	2015-09-14	2017-08-11
HAMON ASIAN ADVISORS LIMITED	Rep	Advising on securities	2014-07-11	2015-07-31
	Rep	Asset management	2014-07-11	2015-07-31
HAMON ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2014-07-11	2015-07-31
	Rep	Asset management	2014-07-11	2015-07-31
PFP Capital Limited	Rep	Advising on securities	2014-07-11	2015-07-31
	Rep	Asset management	2014-07-11	2015-07-31
FWD Life Insurance Company (Bermuda) Limited	Rep	Advising on securities	2007-01-08	2012-07-31
	Rep	Asset management	2007-01-08	2013-06-07
NNIP HONG KONG LIMITED	Rep	Advising on securities	2007-01-08	2013-07-05
	Rep	Asset management	2007-01-08	2013-07-05
	Rep	Dealing in securities	2006-08-31	2013-07-05
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2005-07-28	2006-08-12