Personnel Hong Kong SFC License Details (ID 83844)

Personnel Hong Kong SFC License Details (ID 83844)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FWD Life Insurance Company (Bermuda) Limited	RO	Asset management	2012-09-13	2018-11-02
FWD Financial Planning Limited (HK)	Rep	Advising on securities	2012-08-06	2018-11-02
NNIP HONG KONG LIMITED	RO	Asset management	2011-12-01	2012-07-01
FWD Life Insurance Company (Bermuda) Limited	Rep	Advising on securities	2008-01-30	2012-07-31
	Rep	Asset management	2008-01-30	2012-09-13
NNIP HONG KONG LIMITED	Rep	Asset management	2007-12-13	2011-12-01
	Rep	Advising on securities	2007-12-13	2012-07-01
	Rep	Dealing in securities	2007-12-13	2012-07-01