Personnel Hong Kong SFC License Details (ID 83846)

Personnel Hong Kong SFC License Details (ID 83846)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
AXA Investment Managers Asia Limited	Rep	Advising on securities	2015-09-10	2021-01-29
	Rep	Dealing in securities	2015-09-10	2021-01-29
AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED (TRADING AS AXA ROSENBERG ASIA PACIFIC; AXA INVESTMENT MANAGERS)	Rep	Advising on securities	2015-09-10	2019-01-31
	Rep	Dealing in securities	2015-09-10	2019-01-31
Wealth Management Cube Limited	Rep	Dealing in securities	2015-04-22	2015-08-14
NNIP HONG KONG LIMITED	Rep	Advising on securities	2007-08-21	2013-07-05
	Rep	Dealing in securities	2007-08-01	2013-07-05
FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED	Rep	Advising on corporate finance	-	2003-09-22
	Rep	Advising on securities	-	2003-09-22
	Rep	Asset management	-	2003-09-22
	Rep	Dealing in securities	-	2007-07-09