Personnel Hong Kong SFC License Details (ID 83852)

Personnel Hong Kong SFC License Details (ID 83852)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HSBC Global Asset Management (Hong Kong) Limited	Rep	Advising on securities	2015-08-13	2017-08-18
	Rep	Dealing in securities	2015-08-13	2017-08-18
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Advising on securities	2015-08-13	2017-08-18
	Rep	Dealing in securities	2015-08-13	2017-08-18
PineBridge Investments Asia Limited	Rep	Advising on securities	2012-01-12	2015-07-29
	Rep	Dealing in securities	2012-01-12	2015-07-29
NNIP HONG KONG LIMITED	Rep	Advising on securities	2010-11-15	2011-11-25
	Rep	Dealing in securities	2010-11-15	2011-11-25
BEA Union Investment Management Limited	Rep	Advising on securities	2005-05-18	2010-08-31
	Rep	Asset management	2005-05-18	2010-08-31
	Rep	Dealing in securities	2005-05-18	2010-08-31