Personnel Hong Kong SFC License Details (ID 83868)

Personnel Hong Kong SFC License Details (ID 83868)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
LLOYD GEORGE MANAGEMENT (HK) LIMITED	RO	Asset management	2023-12-05	2024-02-29
	Rep	Asset management	2023-11-06	2023-12-05
	RO	Asset management	2019-10-22	2023-05-31
Conning Asia Pacific Limited	RO	Advising on securities	2013-09-27	2018-03-16
	RO	Asset management	2013-09-27	2018-03-16
	RO	Dealing in securities	2013-09-27	2018-03-16
	Rep	Advising on securities	2012-08-01	2013-09-27
	Rep	Asset management	2012-08-01	2013-09-27
	Rep	Dealing in securities	2012-08-01	2013-09-27
FWD Life Insurance Company (Bermuda) Limited	Rep	Advising on securities	2008-01-30	2012-06-15
	Rep	Asset management	2008-01-30	2012-06-15
NNIP HONG KONG LIMITED	Rep	Advising on securities	2004-09-06	2012-06-15
	Rep	Asset management	2004-09-06	2012-06-15
	Rep	Dealing in securities	2004-09-06	2012-06-15