Personnel Hong Kong SFC License Details (ID 83871)

Personnel Hong Kong SFC License Details (ID 83871)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED	Rep	Advising on securities	2022-07-01	2022-07-01
	Rep	Dealing in securities	2022-07-01	2022-07-01
Legg Mason Asset Management Hong Kong Limited	Rep	Advising on securities	2020-11-16	2022-06-30
	Rep	Dealing in securities	2020-11-16	2022-06-30
FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED	Rep	Advising on securities	2019-02-27	2022-06-30
	Rep	Dealing in securities	2013-03-28	2022-06-30
NNIP HONG KONG LIMITED	Rep	Advising on securities	2010-05-18	2013-02-28
	Rep	Dealing in securities	2010-05-18	2013-02-28