Personnel Hong Kong SFC License Details (ID 83873)

Personnel Hong Kong SFC License Details (ID 83873)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS Asset Management (Hong Kong) Limited	RO	Asset management	2024-09-17	-
	RO	Advising on securities	2020-06-04	-
	RO	Dealing in securities	2020-06-04	-
	Rep	Asset management	2014-10-29	2016-01-22
	Rep	Advising on securities	2014-10-29	2020-06-04
	Rep	Dealing in securities	2014-10-29	2020-06-04
VALUE PARTNERS HONG KONG LIMITED	Rep	Advising on securities	2011-11-14	2014-10-11
	Rep	Asset management	2011-11-14	2014-10-11
	Rep	Dealing in securities	2011-11-14	2014-10-11
VALUE PARTNERS LIMITED	Rep	Advising on securities	2011-11-14	2014-10-11
	Rep	Asset management	2011-11-14	2014-10-11
	Rep	Dealing in securities	2011-11-14	2014-10-11
NNIP HONG KONG LIMITED	Rep	Advising on securities	2009-10-27	2011-10-21
	Rep	Dealing in securities	2009-10-27	2011-10-21
Allianz Global Investors Hong Kong Limited	Rep	Advising on securities	2007-10-08	2009-08-01
	Rep	Dealing in securities	2007-10-08	2009-08-01