Personnel Hong Kong SFC License Details (ID 83930)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CBRE Investment Management (Asia) Limited	RO	Advising on corporate finance	2009-01-05	2013-06-10
	RO	Advising on securities	2009-01-05	2016-12-31
	RO	Asset management	2009-01-05	2016-12-31
	Rep	Advising on corporate finance	2008-11-05	2009-01-05
	Rep	Asset management	2008-11-05	2009-01-05
	Rep	Advising on securities	2008-10-31	2009-01-05
LEHMAN BROTHERS ASIA LIMITED	Rep	Advising on securities	2006-12-20	2008-05-30
	Rep	Dealing in securities	2006-12-20	2008-05-30