Personnel Hong Kong SFC License Details (ID 83943)

Personnel Hong Kong SFC License Details (ID 83943)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
JPMorgan Asset Management (Asia Pacific) Limited	Rep	Advising on futures contracts	2015-08-18	2016-06-10
	Rep	Advising on securities	2015-08-18	2016-06-10
	Rep	Asset management	2015-08-18	2019-02-12
	Rep	Dealing in futures contracts	2015-08-18	2019-02-12
	Rep	Dealing in securities	2015-08-18	2019-02-12
INSTINET PACIFIC LIMITED	Rep	Advising on securities	2011-01-06	2015-07-31
	Rep	Providing automated trading services	2011-01-06	2015-07-31
	Rep	Dealing in securities	2011-01-06	2015-07-31
	Rep	Advising on securities	2010-07-12	2010-08-12
	Rep	Dealing in securities	2010-07-12	2010-08-12
	Rep	Advising on securities	2010-01-28	2010-02-28
	Rep	Dealing in securities	2010-01-28	2010-02-28