Personnel Hong Kong SFC License Details (ID 83949)

Personnel Hong Kong SFC License Details (ID 83949)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KWOK HING SECURITIES LIMITED	Rep	Dealing in securities	2020-04-21	2024-11-05
HSBC SECURITIES BROKERS (ASIA) LIMITED	Rep	Dealing in securities	2018-09-13	2019-11-20
KWOK HING SECURITIES LIMITED	Rep	Dealing in securities	2017-10-20	2018-08-01
CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED	Rep	Dealing in securities	2015-07-31	2017-05-04
Instinet Alpha Trading Limited	Rep	Advising on securities	2006-02-20	2007-03-01
	Rep	Providing automated trading services	2006-02-20	2007-03-01
INSTINET PACIFIC LIMITED	Rep	Advising on securities	2006-02-20	2015-06-12
	Rep	Providing automated trading services	2006-02-20	2015-06-12
Instinet Alpha Trading Limited	Rep	Dealing in securities	2006-02-01	2007-03-01
INSTINET PACIFIC LIMITED	Rep	Dealing in securities	2006-02-01	2015-06-12
SG SECURITIES (HK) LIMITED	Rep	Dealing in securities	2005-11-17	2006-01-19
MIB SECURITIES (HONG KONG) LIMITED	Rep	Advising on corporate finance	-	2003-07-09
	Rep	Advising on securities	-	2003-07-09
	Rep	Asset management	-	2003-07-09
	Rep	Dealing in securities	-	2005-11-12