Personnel Hong Kong SFC License Details (ID 83952)

Personnel Hong Kong SFC License Details (ID 83952)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Maso Capital Partners Limited	Rep	Asset management	2026-09-08	-
Tora Trading Services Limited (HK)	RO	Providing automated trading services	2021-10-08	2023-08-31
	RO	Dealing in futures contracts	2021-10-08	2023-08-31
	RO	Dealing in securities	2021-10-08	2023-08-31
	Rep	Providing automated trading services	2015-08-12	2021-10-08
	Rep	Dealing in futures contracts	2015-08-12	2021-10-08
	Rep	Dealing in securities	2015-08-12	2021-10-08
INSTINET PACIFIC LIMITED	Rep	Advising on securities	2009-10-28	2012-12-04
	Rep	Providing automated trading services	2009-10-28	2012-12-04
	Rep	Dealing in securities	2009-10-28	2012-12-04
Instinet Alpha Trading Limited	RO	Advising on securities	2006-06-12	2008-11-24
	RO	Providing automated trading services	2006-06-12	2008-11-24
	RO	Dealing in securities	2006-06-12	2008-11-24
	Rep	Advising on securities	2005-10-04	2006-06-12
	Rep	Providing automated trading services	2005-10-04	2006-06-12
	Rep	Dealing in securities	2005-09-27	2006-06-12
MACQUARIE CAPITAL LIMITED	RO	Providing automated trading services	2003-11-14	2004-03-22
	RO	Dealing in securities	2003-11-14	2005-08-01