Smith, Paul Savile

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS SECURITIES HONG KONG LIMITED	Rep	Providing automated trading services	2016-12-19	2017-09-22
	Rep	Dealing in futures contracts	2016-12-19	2017-09-22
	Rep	Dealing in securities	2016-12-19	2017-09-22
UBS DERIVATIVES HONG KONG LIMITED	Rep	Dealing in futures contracts	2014-05-19	2016-12-18
UBS SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2014-04-09	2017-09-22
	Rep	Dealing in securities	2014-04-09	2017-09-22
UBS SECURITIES HONG KONG LIMITED	Rep	Providing automated trading services	2014-04-09	2016-12-18
	Rep	Dealing in securities	2014-04-09	2016-12-18
INSTINET PACIFIC LIMITED	Rep	Advising on securities	2010-08-02	2014-03-10
	Rep	Providing automated trading services	2010-08-02	2014-03-10
	Rep	Dealing in securities	2010-08-02	2014-03-10

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS SECURITIES HONG KONG LIMITED	Rep	Providing automated trading services	2016-12-19	2017-09-22
	Rep	Dealing in futures contracts	2016-12-19	2017-09-22
	Rep	Dealing in securities	2016-12-19	2017-09-22
UBS DERIVATIVES HONG KONG LIMITED	Rep	Dealing in futures contracts	2014-05-19	2016-12-18
UBS SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2014-04-09	2017-09-22
	Rep	Dealing in securities	2014-04-09	2017-09-22
UBS SECURITIES HONG KONG LIMITED	Rep	Providing automated trading services	2014-04-09	2016-12-18
	Rep	Dealing in securities	2014-04-09	2016-12-18
INSTINET PACIFIC LIMITED	Rep	Advising on securities	2010-08-02	2014-03-10
	Rep	Providing automated trading services	2010-08-02	2014-03-10
	Rep	Dealing in securities	2010-08-02	2014-03-10