Personnel SFC Licences and HKMA Registrations (ID 83958)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Interactive Brokers Hong Kong Limited	RO	Leveraged foreign exchange trading	2015-03-26	-
Interactive Brokers LLC	RO	Leveraged foreign exchange trading	2007-03-19	2016-12-31
Interactive Brokers Hong Kong Limited	RO	Dealing in futures contracts	2004-01-07	-
	RO	Dealing in securities	2003-04-01	-
	RO	Advising on corporate finance	2003-04-01	2004-01-05
Interactive Brokers LLC	RO	Advising on corporate finance	2003-04-01	2004-01-05
	RO	Providing automated trading services	2003-04-01	2004-01-05
	RO	Dealing in futures contracts	2003-04-01	2016-12-31
	RO	Dealing in securities	2003-04-01	2016-12-31
TIMBER HILL HONG KONG LIMITED	RO	Dealing in futures contracts	2003-04-01	2004-12-17

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

HKMA records could not be loaded. Please try again later.