Personnel SFC Licences and HKMA Registrations (ID 83961)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Interactive Brokers Hong Kong Limited	RO	Dealing in futures contracts	2015-03-26	-
	RO	Dealing in securities	2015-03-26	-
	RO	Leveraged foreign exchange trading	2015-03-26	-
Interactive Brokers LLC	RO	Dealing in futures contracts	2010-09-14	2016-12-31
	RO	Dealing in securities	2010-09-14	2016-12-31
	RO	Leveraged foreign exchange trading	2010-09-14	2016-12-31
	Rep	Leveraged foreign exchange trading	2008-05-30	2010-09-14
	Rep	Dealing in futures contracts	2008-03-07	2010-09-14
	Rep	Dealing in securities	2008-03-07	2010-09-14

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

HKMA records could not be loaded. Please try again later.