Personnel Hong Kong SFC License Details (ID 83969)

Personnel Hong Kong SFC License Details (ID 83969)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Interactive Brokers Hong Kong Limited	Rep	Dealing in futures contracts	2015-05-21	-
	Rep	Dealing in securities	2015-05-21	-
	Rep	Leveraged foreign exchange trading	2015-05-21	-
Interactive Brokers LLC	Rep	Dealing in futures contracts	2008-11-05	2016-12-31
	Rep	Dealing in securities	2008-11-05	2016-12-31
	Rep	Leveraged foreign exchange trading	2008-10-09	2016-12-31
CMC Markets Asia Limited	Rep	Leveraged foreign exchange trading	2005-08-19	2008-08-31
Tung Shing Securities (Brokers) Limited	Rep	Dealing in securities	2005-07-11	2005-07-27
UOB KAY HIAN (HONG KONG) LIMITED	Rep	Dealing in securities	2004-12-15	2005-05-06
REALINK FINANCIAL TRADE LIMITED	Rep	Advising on corporate finance	2003-04-01	2003-09-23
	Rep	Advising on securities	2003-04-01	2003-09-23
	Rep	Asset management	2003-04-01	2003-09-23
	Rep	Providing automated trading services	2003-04-01	2003-09-23
	Rep	Dealing in securities	2003-04-01	2004-06-03