Personnel Hong Kong SFC License Details (ID 83970)

Personnel Hong Kong SFC License Details (ID 83970)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FULBRIGHT SECURITIES LIMITED	Rep	Dealing in securities	2014-04-03	2025-04-10
Interactive Brokers LLC	Rep	Leveraged foreign exchange trading	2010-09-09	2012-05-15
	Rep	Dealing in futures contracts	2010-08-20	2012-05-15
	Rep	Dealing in securities	2010-08-20	2012-05-15
Guo Tong Capital Management Company Limited	Rep	Advising on securities	2010-07-07	2010-07-23
	Rep	Asset management	2010-07-07	2010-07-23
TARGET CAPITAL MANAGEMENT LIMITED (HK)	Rep	Advising on securities	2009-11-25	2010-06-30
	Rep	Asset management	2009-11-25	2010-06-30