Personnel Hong Kong SFC License Details (ID 83980)

Personnel Hong Kong SFC License Details (ID 83980)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Interactive Brokers Hong Kong Limited	Rep	Dealing in futures contracts	2015-05-21	2016-11-26
	Rep	Dealing in securities	2015-05-21	2016-11-26
	Rep	Leveraged foreign exchange trading	2015-05-21	2016-11-26
Interactive Brokers LLC	Rep	Leveraged foreign exchange trading	2011-05-09	2016-11-26
	Rep	Dealing in futures contracts	2011-05-03	2016-11-26
	Rep	Dealing in securities	2011-05-03	2016-11-26
MF Global Hong Kong Limited	Rep	Dealing in futures contracts	2009-07-14	2011-03-15
	Rep	Leveraged foreign exchange trading	2008-08-28	2011-03-15
	Rep	Dealing in securities	2008-05-19	2011-03-15
GF Securities (Hong Kong) Brokerage Limited	Rep	Dealing in securities	2008-04-25	2008-05-10