| Pacific International Securities Limited | RO | Dealing in securities | 2021-06-25 | 2023-10-31 |
| Rep | Dealing in securities | 2021-03-29 | 2021-06-25 |
| GoldBlackBlue Investment Limited | RO | Dealing in securities | 2018-12-12 | 2021-02-12 |
| CF SECURITIES LIMITED | RO | Dealing in securities | 2016-01-05 | 2018-02-01 |
| Brilliant Norton Securities Company Limited | RO | Dealing in securities | 2013-03-04 | 2013-03-05 |
| BOA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in futures contracts | 2012-09-24 | 2012-10-17 |
| Rep | Dealing in securities | 2012-09-24 | 2012-10-17 |
| INTERCHINA FUTURES LIMITED | RO | Dealing in futures contracts | 2010-07-15 | 2012-07-31 |
| INTERCHINA SECURITIES LIMITED | RO | Dealing in securities | 2010-07-15 | 2012-07-31 |
| INTERCHINA FUTURES LIMITED | Rep | Advising on futures contracts | - | 2003-09-04 |
| Rep | Asset management | - | 2003-09-04 |
| Rep | Dealing in futures contracts | - | 2010-07-15 |
| INTERCHINA SECURITIES LIMITED | Rep | Advising on corporate finance | - | 2003-09-04 |
| Rep | Advising on securities | - | 2003-09-04 |
| Rep | Asset management | - | 2003-09-04 |
| Rep | Dealing in securities | - | 2010-07-15 |