Personnel Hong Kong SFC License Details (ID 83984)

Personnel Hong Kong SFC License Details (ID 83984)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CEPA ALLIANCE SECURITIES LIMITED	Rep	Dealing in securities	2013-11-11	2025-03-03
Apricot Capital (Hong Kong) Limited	Rep	Dealing in securities	2012-08-02	2013-10-31
TOPMORE COMMODITIES LIMITED	Rep	Dealing in futures contracts	2012-08-02	2013-05-31
INTERCHINA FUTURES LIMITED	Rep	Advising on futures contracts	-	2004-01-14
	Rep	Asset management	-	2004-01-14
	Rep	Dealing in futures contracts	-	2012-07-31
INTERCHINA SECURITIES LIMITED	Rep	Advising on corporate finance	-	2004-01-14
	Rep	Advising on securities	-	2004-01-14
	Rep	Asset management	-	2004-01-14
	Rep	Dealing in securities	-	2012-07-31