Personnel SFC Licences and HKMA Registrations (ID 83999)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
INVESCO ASSET MANAGEMENT ASIA LIMITED	Rep	Dealing in securities	2008-07-07	2021-12-31
INVESCO HONG KONG LIMITED (TRADING AS INVESCO ASIA PACIFIC)	Rep	Advising on securities	2008-07-07	-
	Rep	Dealing in securities	2008-07-07	-
JPMorgan Asset Management (Asia Pacific) Limited	Rep	Advising on securities	2007-10-02	2008-06-04
	Rep	Asset management	2007-10-02	2008-06-04
JPMorgan Funds (Asia) Limited	Rep	Dealing in securities	2007-01-02	2008-06-04
AllianceBernstein Hong Kong Limited	Rep	Advising on futures contracts	2005-03-03	2006-12-01
	Rep	Advising on futures contracts	2004-05-27	2004-12-15
	Rep	Advising on corporate finance	2003-04-01	2004-02-24
	Rep	Advising on securities	2003-04-01	2006-12-01
	Rep	Asset management	2003-04-01	2006-12-01
	Rep	Dealing in securities	2003-04-01	2006-12-01

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.