Personnel SFC Licences and HKMA Registrations (ID 84008)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
INVESCO HONG KONG LIMITED (TRADING AS INVESCO ASIA PACIFIC)	RO	Advising on securities	2023-01-31	-
	RO	Asset management	2023-01-31	-
	RO	Dealing in securities	2023-01-31	-
	Rep	Advising on securities	2012-10-15	2023-01-31
INVESCO ASSET MANAGEMENT ASIA LIMITED	Rep	Dealing in securities	2010-04-30	2021-12-31
INVESCO HONG KONG LIMITED (TRADING AS INVESCO ASIA PACIFIC)	Rep	Dealing in securities	2010-04-30	2023-01-31
	Rep	Asset management	2006-11-06	2023-01-31

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.