Personnel Hong Kong SFC License Details (ID 84010)

Personnel Hong Kong SFC License Details (ID 84010)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
INVESCO ASSET MANAGEMENT ASIA LIMITED	Rep	Dealing in securities	2018-08-07	2021-12-31
INVESCO HONG KONG LIMITED (TRADING AS INVESCO ASIA PACIFIC)	Rep	Advising on securities	2018-08-07	2024-09-16
	Rep	Dealing in securities	2018-08-07	2024-09-16
	Rep	Asset management	2009-06-05	2013-02-18
INVESCO ASSET MANAGEMENT ASIA LIMITED	Rep	Dealing in securities	2009-05-19	2013-02-18
INVESCO HONG KONG LIMITED (TRADING AS INVESCO ASIA PACIFIC)	Rep	Advising on securities	2009-05-19	2013-02-18
	Rep	Dealing in securities	2009-05-19	2013-02-18
INVESCO ASSET MANAGEMENT ASIA LIMITED	Rep	Dealing in securities	2008-07-24	2009-03-30
INVESCO HONG KONG LIMITED (TRADING AS INVESCO ASIA PACIFIC)	Rep	Advising on securities	2008-07-24	2009-03-30
	Rep	Dealing in securities	2008-07-24	2009-03-30