Personnel Hong Kong SFC License Details (ID 84032)

Personnel Hong Kong SFC License Details (ID 84032)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Greencourt Financial Co., Limited	RO	Advising on securities	2018-12-27	-
	RO	Asset management	2018-12-27	-
	Rep	Advising on securities	2018-11-13	2018-12-27
	Rep	Asset management	2018-11-13	2018-12-27
CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED	Rep	Advising on securities	2017-08-16	2017-12-25
	Rep	Asset management	2017-08-16	2017-12-25
	RO	Advising on securities	2016-09-20	2017-08-16
	RO	Asset management	2016-09-20	2017-08-16
	Rep	Advising on securities	2016-05-24	2016-09-20
	Rep	Asset management	2016-05-24	2016-09-20
INVESCO HONG KONG LIMITED (TRADING AS INVESCO ASIA PACIFIC)	Rep	Advising on securities	2012-10-16	2015-07-01
INVESCO ASSET MANAGEMENT ASIA LIMITED	Rep	Dealing in securities	2006-09-07	2015-07-01
INVESCO HONG KONG LIMITED (TRADING AS INVESCO ASIA PACIFIC)	Rep	Asset management	2006-09-07	2015-07-01
	Rep	Dealing in securities	2006-09-07	2015-07-01
CES Private (HK) Limited	RO	Asset management	2003-04-01	2003-11-11
	RO	Advising on securities	2003-04-01	2004-12-06