Personnel Hong Kong SFC License Details (ID 84033)

Personnel Hong Kong SFC License Details (ID 84033)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED	Rep	Advising on securities	2015-04-21	2017-03-31
	Rep	Dealing in securities	2015-04-21	2017-03-31
ICBC UBS Asset Management (International) Company Limited	Rep	Advising on securities	2015-02-12	2015-04-09
	Rep	Asset management	2015-02-12	2015-04-09
Robeco Hong Kong Limited	Rep	Advising on securities	2013-08-02	2014-08-18
	Rep	Dealing in securities	2013-08-02	2014-08-18
INVESCO ASSET MANAGEMENT ASIA LIMITED	Rep	Dealing in securities	2009-08-13	2013-07-25
INVESCO HONG KONG LIMITED (TRADING AS INVESCO ASIA PACIFIC)	Rep	Dealing in securities	2009-08-13	2013-07-25
Allianz Global Investors Asia Pacific Limited (SFC:AOA171)	Rep	Asset management	2007-09-14	2009-08-13
	Rep	Dealing in securities	2007-09-14	2009-08-13
Allianz Global Investors Hong Kong Limited	Rep	Asset management	2007-09-14	2009-08-13
	Rep	Dealing in securities	2007-09-14	2009-08-13
HSBC Global Asset Management (Hong Kong) Limited	Rep	Advising on securities	2006-11-15	2007-07-03
	Rep	Asset management	2006-11-15	2007-07-03
	Rep	Dealing in securities	2006-11-15	2007-07-03
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Dealing in securities	2006-11-15	2007-07-03