Personnel Hong Kong SFC License Details (ID 84040)

Personnel Hong Kong SFC License Details (ID 84040)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
INVESCO HONG KONG LIMITED (TRADING AS INVESCO ASIA PACIFIC)	Rep	Dealing in futures contracts	2022-03-24	-
INVESCO ASSET MANAGEMENT ASIA LIMITED	Rep	Dealing in securities	2013-02-20	2021-12-31
INVESCO HONG KONG LIMITED (TRADING AS INVESCO ASIA PACIFIC)	Rep	Dealing in securities	2013-02-20	-
	Rep	Asset management	2008-09-08	-
SOFAER GLOBAL RESEARCH (HK) LIMITED	Rep	Advising on futures contracts	2006-05-18	2008-09-07
	Rep	Advising on securities	2006-05-02	2008-09-07
	Rep	Asset management	2006-05-02	2008-09-07
AMUNDI ASSET MANAGEMENT	Rep	Advising on securities	2004-07-01	2006-04-26
	Rep	Asset management	2004-07-01	2006-04-26
Amundi Hong Kong Limited	Rep	Advising on corporate finance	2003-04-01	2004-05-11
	Rep	Advising on securities	2003-04-01	2006-04-26
	Rep	Asset management	2003-04-01	2006-04-26
	Rep	Dealing in securities	2003-04-01	2006-04-26
CREDIT AGRICOLE ASSET MANAGEMENT	Rep	Advising on securities	2003-04-01	2004-07-02
	Rep	Asset management	2003-04-01	2004-07-02