Personnel Hong Kong SFC License Details (ID 84060)

Personnel Hong Kong SFC License Details (ID 84060)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
OnePlatform Asset Management Limited	RO	Advising on securities	2021-07-26	2022-10-09
	RO	Asset management	2021-07-26	2022-10-09
	RO	Dealing in securities	2020-07-09	2022-10-09
	Rep	Dealing in securities	2019-04-18	2020-07-09
	Rep	Advising on securities	2019-04-18	2021-07-26
GF International Investment Management Limited	Rep	Advising on securities	2016-03-30	2017-06-13
	Rep	Dealing in securities	2016-03-30	2017-06-13
VALUE PARTNERS HONG KONG LIMITED	Rep	Advising on securities	2014-04-22	2016-03-14
	Rep	Asset management	2014-04-22	2016-03-14
	Rep	Dealing in securities	2014-04-22	2016-03-14
VALUE PARTNERS LIMITED	Rep	Advising on securities	2014-04-22	2016-03-14
	Rep	Asset management	2014-04-22	2016-03-14
	Rep	Dealing in securities	2014-04-22	2016-03-14
INVESTEC ASSET MANAGEMENT ASIA LIMITED	Rep	Dealing in securities	2007-08-17	2014-03-11
	Rep	Advising on corporate finance	-	2003-08-25
	Rep	Asset management	-	2003-08-25
	Rep	Advising on securities	-	2014-03-11