Personnel Hong Kong SFC License Details (ID 84064)

Personnel Hong Kong SFC License Details (ID 84064)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
REDWOOD ASSET MANAGEMENT LIMITED	RO	Advising on securities	2021-10-26	2023-08-28
	Rep	Asset management	2021-10-26	2023-08-28
	RO	Dealing in securities	2021-10-26	2023-08-28
VMS Securities Limited	RO	Advising on corporate finance	2019-08-21	2021-05-06
	Rep	Advising on corporate finance	2019-06-25	2019-08-21
	Rep	Dealing in securities	2019-06-25	2021-05-06
Optima Capital Limited	RO	Advising on corporate finance	2018-03-02	2019-05-25
	Rep	Advising on corporate finance	2018-01-09	2018-03-02
	Rep	Dealing in securities	2018-01-09	2019-05-25
Templewater Hong Kong Limited	RO	Advising on corporate finance	2014-04-14	2017-11-30
	Rep	Advising on corporate finance	2008-08-26	2014-04-14
	Rep	Dealing in securities	2008-08-26	2017-11-30