Personnel Hong Kong SFC License Details (ID 84076)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

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Current only

Organisation	Role	Activity	From	Until
ST. JAMES'S PLACE (HONG KONG) LIMITED	Rep	Asset management	2020-09-25	2022-08-11
	Rep	Advising on securities	2018-11-30	2022-08-11
	Rep	Dealing in securities	2018-11-30	2022-08-11
Progeny (Hong Kong) Limited	Rep	Advising on securities	2012-05-07	2018-10-30
	Rep	Dealing in securities	2012-05-07	2018-10-30
AXA Financial Planning (Hong Kong) Limited	Rep	Dealing in securities	2010-01-21	2012-04-28
	Rep	Advising on securities	2006-09-12	2012-04-28