Personnel Hong Kong SFC License Details (ID 84135)

Personnel Hong Kong SFC License Details (ID 84135)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ITAU ASIA SECURITIES LIMITED	RO	Dealing in securities	2014-07-28	2016-09-09
	Rep	Dealing in securities	2011-09-09	2014-07-28
INVESCO HONG KONG LIMITED (TRADING AS INVESCO ASIA PACIFIC)	Rep	Dealing in securities	2005-03-29	2011-07-09
INVESCO ASSET MANAGEMENT ASIA LIMITED	Rep	Advising on corporate finance	-	2005-03-10
	Rep	Advising on securities	-	2005-03-10
	Rep	Asset management	-	2005-03-10
	Rep	Dealing in securities	-	2011-07-09
INVESCO HONG KONG LIMITED (TRADING AS INVESCO ASIA PACIFIC)	Rep	Advising on corporate finance	-	2005-03-01
	Rep	Advising on securities	-	2005-03-10
	Rep	Asset management	-	2005-03-10