Personnel Hong Kong SFC License Details (ID 84144)

Personnel Hong Kong SFC License Details (ID 84144)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GOLDMAN SACHS (ASIA) SECURITIES LIMITED	Rep	Dealing in futures contracts	2018-08-17	2021-02-03
	Rep	Providing automated trading services	2016-10-11	2021-02-03
	Rep	Dealing in securities	2016-10-11	2021-02-03
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2016-08-30	2021-02-03
GOLDMAN SACHS (ASIA) SECURITIES LIMITED	Rep	Providing automated trading services	2016-08-30	2016-10-10
	Rep	Dealing in securities	2016-08-30	2016-10-10
Virtu ITG Hong Kong Limited	Rep	Providing automated trading services	2010-06-22	2016-05-17
	Rep	Dealing in securities	2010-06-22	2016-05-17